Physics · Module 23

The quantum II — uncertainty and tunnelling

The last module used the electron's wave nature to build the atom. This one turns the same wave picture on the electron's position itself — why it can never be pinned down exactly, why that is what keeps matter from collapsing, and why a wave can leak through a wall it has no business crossing.

Module 23The quantum II — uncertainty and tunnelling
Comes after22 · The quantum II — the atom
Benches2 interactive
Gates2 predictions
23.1

Uncertainty, and why it is not about clumsiness

Here is a piece of physics you have probably heard misdescribed. The usual version — "measuring a particle disturbs it, so you cannot know both its position and its momentum" — makes it sound like a limitation of our instruments. It is not. It is a property of waves, and you met it in Module 12 without knowing.

A beam of electrons passes through a single narrow slit and lands on a screen. You now make the slit narrower, so that you know more precisely where each electron was as it went through.

What happens to the patch where the electrons land?

It gets wider. This is single-slit diffraction, Module 12, and you can do it tonight with a torch and two fingers: the narrower the gap, the more the light fans out. Module 12 even gave you the formula — the first dark fringe sits at θ, the angle off straight ahead, where sin θ = λ/a, so a smaller slit width a means a bigger angle.

Now read that as a statement about the electron rather than about the beam.

From Module 12's diffraction to Heisenberg's principle

  1. The slit is a position measurement. An electron that got through was, at that moment, somewhere within the slit. So we know its sideways position — call it x — to within about the slit width a. Call that uncertainty Δx ≈ a.
  2. The spreading is a momentum spread. Beyond the slit, electrons head off at a range of angles up to about θ = λ/a. An electron heading off at angle θ has a sideways momentum of p sin θ, where p is its forward momentum. The angles here are small — a fraction of a degree — and for small angles sin θ ≈ θ (in radians), so the sideways momentum is about pθ. So the sideways momentum is uncertain by Δp ≈ pλ/a.
  3. Multiply the two together. Δx · Δp ≈ a × pλ/a = pλ.
  4. And pλ is h. That is de Broglie's relation, rearranged. The slit width has cancelled out completely.
  5. So the product is fixed. Δx · Δp ≈ h, whatever you do to the slit. Narrow it and you learn more about position and less about momentum, in exact compensation. Widen it and the trade runs the other way.
  6. Notice what was not in that argument. No mention of a measuring device bumping into anything. No clumsy apparatus. The argument used only the fact that the electron is a wave and that waves diffract. If you did the same reasoning about sound coming out of a doorway you would get the same result, and nobody thinks sound has a secret exact position.
  7. The proper statement tightens the estimate and is written Δx Δp ≥ ħ/2, where ħ = h/2π. The factor is a matter of how carefully you define "width"; the content is step 5.
Bench 23D · Squeezing an electronthe spread is measured from where the electrons actually land
Δx — the slit
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Spreading angle, measured
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Δp from that angle
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Δx · Δp, in units of ħ
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Fire a few thousand, then change the slit width and fire again. Watch the last box refuse to move.

The product sits at a few times ħ and will not go below it, however you set the controls. It is a few times ħ rather than exactly ħ/2 because "the width of the central patch" is a rough way of defining a spread; do it properly with standard deviations and you land on the textbook inequality. The physics is that the product has a floor.

23.2

Why matter takes up space

Now a question that ought to have bothered you back in Module 13, when we said the electron is attracted to the nucleus by a force that grows as it gets closer, as 1/r².

Why does the electron not simply fall in? Classically it should. It is attracted, there is nothing in the way, and worse — an accelerating charge radiates (Module 18), so an orbiting electron should be pouring out energy and spiralling inward. Do the calculation with classical physics and a hydrogen atom collapses in about 10−11 seconds. Matter should not exist for the length of a blink.

Uncertainty is the answer, and it is a properly beautiful argument.

Estimating the size of an atom from uncertainty alone

  1. Suppose the electron is confined within a distance r of the nucleus. Then Δx ≈ r.
  2. So its momentum is uncertain by at least Δp ≈ ħ/r. And a momentum uncertain by that much is, typically, that big. It cannot be much smaller: a particle sitting perfectly still has a momentum of exactly zero, with no uncertainty at all — if the uncertainty is ħ/r, the momentum must typically be at least that large.
  3. That costs kinetic energy: KE ≈ p²/2m ≈ ħ²/(2mr²). Notice the sign of the trend: squeeze the atom smaller and this goes up, steeply, as 1/r².
  4. Meanwhile the electrical energy is PE ≈ −ke²/r, from Module 13 — bring a charge e in from infinity to a distance r from a charge of opposite sign and that is the work you get back, and work is energy. Squeeze the atom smaller and this goes down, as −1/r.
  5. So there is a competition. Falling inward pays you electrical energy but charges you confinement energy, and the confinement charge rises faster (1/r² beats 1/r). Somewhere there is a best compromise.
  6. Find the bottom of the total. Add the two terms: at tiny r the kinetic energy dominates and the total is large and positive; as r grows the electrical term wins and pulls the total down, until at large r both fade to zero. Somewhere in between is a dip — that is where the atom sits. Differentiate ħ²/(2mr²) − ke²/r and set it to zero; out comes r = ħ²/(mke²) = 0.0529 nanometres.
  7. That is the Bohr radius, and it is the measured size of a hydrogen atom, obtained here from an inequality about waves and two constants you have known since Module 13. Put it back in and the energy comes out at −13.6 eV.

So the size of an atom is a truce. And since atoms are what everything is made of, this is the reason a table is solid, the reason you have a volume, and the reason the floor holds you up. Matter takes up space because you cannot squeeze a wave into a point without paying an energy bill that rises faster than anything can afford.

Push hard enough and you can win the argument — but you need a star to do it. In a white dwarf, gravity has compressed all the electrons into such a small volume that squeezing further would force each one onto a higher energy rung — Pauli's rule (Module 22) bars two electrons from the same state, so compressing the whole star costs enormous confinement energy. That rising cost is what holds the star up. Push past even that, with enough mass, and the electrons are crushed into the protons and you get a neutron star, held up by exactly the same effect acting on neutrons. Beyond that, nothing holds, and you get a black hole. The stability of matter and the fate of a dying star are the same calculation.

23.3

Tunnelling: getting through a wall you cannot climb

Roll a ball at a hill. If it has less energy than the height of the hill, it rolls partway up, stops, and comes back. Always. This is Module 5's energy ledger, and it does not negotiate.

Now send an electron wave at a barrier of potential energy it does not have enough energy to cross.

Before you answer: recall what waves do at boundaries. In Modules 7, 10 and 12, wherever a wave met an edge, part of it passed through and part came back. The electron here is a wave.

An electron with 3 eV of energy arrives at a barrier 5 eV high and half a nanometre thick.

What happens?

Some of them get through, and they arrive on the far side with exactly the 3 eV they started with. No energy is borrowed and none is repaid; the ones that arrive have the same energy as the ones that bounce.

The reason is what a wave does at a barrier. Outside, the electron has kinetic energy to spare and its wave oscillates — crest, trough, crest — as every wave in this course has. Inside the barrier, every joule of energy is held by the barrier and there is none left to oscillate with, so the wave decays instead: each step further in, the amplitude shrinks by the same fraction. That is an exponential. If the barrier is thick, the exponential has died away by the far side and nothing emerges. If the barrier is thin, the exponential has not collapsed completely, and a small but real wave continues on the other side. That surviving wave, squared, is the probability of finding the electron there.

Nothing was ever "inside" the barrier in the sense of a ball halfway up a hill. There is a wave in there, but the electron is only ever detected on one side or the other, at full energy. Asking where it was during the crossing is Module 21's forbidden question in a new costume.

Bench 23E · Through the wallthe fraction getting through is counted, one electron at a time
Decay length inside the barrier
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Transmission probability
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Sent
0
Got through (counted)
0
Set the thickness to 0.5 nm and send a few thousand. Then halve the thickness and do it again.

Do that last instruction, because the sensitivity is the whole story. Halving the barrier thickness does not double the transmission; it multiplies it by something like thirty, because the wave inside is dying exponentially. A change in thickness of one atom's width changes the current tenfold.

That extreme sensitivity is not a nuisance. It is an instrument.

In the wild · four things that are tunnelling

The scanning tunnelling microscope. Bring a very sharp metal tip within a nanometre of a surface, put a small voltage across the gap, and electrons tunnel across the vacuum. Because the current depends exponentially on the gap, moving the tip by the width of a single atom changes the current tenfold. Scan the tip across and keep the current constant, and you trace out a map of individual atoms. Most of the pictures you have seen of individual atoms on a surface — including the famous ones where atoms have been pushed into position to spell words — were made this way.

Alpha decay. An alpha particle inside a heavy nucleus is trapped behind a barrier of electrical repulsion far higher than its energy. Classically it can never escape and uranium would be stable for ever. It tunnels — and because the probability is exponentially sensitive, small differences in nuclear size produce half-lives ranging from microseconds to billions of years. Module 24 picks this up.

The Sun. Two protons in the Sun's core repel each other electrically and, at the Sun's temperature, do not have nearly enough energy to get close enough to fuse. Classically the Sun should not shine. It shines because the protons tunnel through their mutual repulsion. Module 24 again.

The memory in your phone. Flash storage works by pushing electrons through a thin insulating layer onto an isolated island of silicon, where they sit and represent a bit. They get there by tunnelling, and they stay because the barrier is just thick enough that tunnelling back out takes years. Every photograph you have ever saved is sitting behind a barrier it should not have been able to cross.

23.4

The laser

One more consequence, and it is the one you can hold in your hand.

An atom sitting in an excited state will, sooner or later, drop down and emit a photon. That is spontaneous emission, and it is what a neon sign does: each atom decides for itself when to fall, so the photons come out at random times, in random directions, with random phases. The light is incoherent — a crowd all talking at once.

In 1917 Einstein, working out how light and matter must exchange energy to stay in thermal equilibrium, found that spontaneous emission alone did not balance the books. There had to be a third process nobody had noticed.

The three processes, and the one that was missing

  1. Absorption. A photon of exactly the right energy arrives at an atom in the lower state; the atom swallows it and jumps up. This is section 22.2's dark lines in the solar spectrum.
  2. Spontaneous emission. An excited atom drops down on its own and emits a photon in a random direction at a random moment. This is every lamp and every flame.
  3. Stimulated emission — the missing one. A photon of exactly the right energy arrives at an atom that is already excited. Instead of being absorbed, it tips the atom down, and the atom emits a second photon that is an exact copy of the first: same frequency, same direction, same phase, in step. One photon in, two identical photons out.
  4. Which suggests an amplifier. Two become four, four become eight. A cascade of photons all marching in step, all going the same way.
  5. Except that it normally cannot happen. In any ordinary material almost every atom is in its lower state, so an arriving photon is overwhelmingly more likely to meet an atom that will absorb it than one that will copy it. The cascade dies before it starts.
  6. So you have to cheat. You must arrange for more atoms to be excited than not — a population inversion. No material does this on its own: heat spreads energy around (Module 8) but always leaves higher rungs less populated than lower ones — hotter means the top rung is less empty, not more full. It takes an external supply, called pumping: a flash lamp, an electrical discharge, another laser.
  7. Then put it between two mirrors. Light bounces back and forth through the inverted material, being amplified on every pass. One mirror is made slightly leaky, and what escapes through it is the beam. Light Amplification by Stimulated Emission of Radiation.

What comes out is unlike any other light. All the photons are copies of each other, so the beam has a single sharp wavelength, stays in step over long distances — that is coherence: a fixed, lasting phase relationship between the light arriving by one path and the light arriving by another. It is what interference needs, and it is the reason two ordinary lamps give no fringes: each atom in a filament emits an independent burst lasting about a hundred-millionth of a second, so the pattern re-forms millions of times a second and averages to a blur. The beam also spreads out only as much as diffraction forces it to. A laser aimed at the Moon — and this has been done, bounced off mirrors the Apollo missions left on the surface — cut so that they send light straight back the way it came, whatever angle it arrives at — arrives as a spot a few kilometres across after a quarter of a million miles. An ordinary torch would have spread across the sky.

Try it tonight · what a laser really is

Take a cheap laser pointer and shine it on a rough white wall from a few metres away. Look closely at the spot: it is not smooth. It is covered with a fine, restless granular sparkle that seems to move when you move your head. That is speckle, and it is pure interference — light scattered from thousands of tiny irregularities on the wall, arriving at your eye with different path lengths and adding up as Module 12 says. You only see it with laser light, because only laser light is coherent enough for the phases to still be related after that journey. Shine a torch at the same wall and the spot is perfectly smooth.

Then hold the pointer against a fine comb, or send it through two pinholes made with a needle in foil, and put Module 12's fringes on the wall — the same experiment Young did in 1801, now with a light source that Young could not have imagined and that exists only because of everything in this module.

23.5

The module in three lines

IdeaWhat it says
UncertaintyΔxΔp ≥ ħ/2 — a property of waves, derivable from Module 12's single slit, not a statement about clumsy instruments.
Why matter is solidConfinement energy rises as 1/r² and beats the electrical gain of 1/r. The truce fixes the size of the atom at 0.053 nm — and the size of everything made of atoms.
Tunnelling and lasersA wave leaks through a barrier it cannot climb, exponentially sensitively (the STM, alpha decay, the Sun, flash memory). And stimulated emission copies photons, which — with a population inversion and two mirrors — is a laser.
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At source